DBF Regulations
All rules and regulations are in Portable Document Format (PDF) which can be read by Adobe Acrobat Reader. If you do not have the free reader, go to Adobe's Acrobat Reader download site at: http://www.adobe.com/prodindex/acrobat/readstep.html.
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2008 DBF Final Rulemaking: 12-15-2008: These Rules of the Department of Banking and Finance have been finally adopted on December 15, 2008 and became effective on January 5, 2009.
(Regulations were last revised on January 5, 2009)
You may view individual rules below, or view/download the entire Rules of the Department of Banking and Finance.
DEPARTMENT OF BANKING AND FINANCE RULES AND REGULATIONS PERTAINING TO:
Financial Institutions
Chapter:
80-1-1 Applications, Registrations, and Notifications
80-1-2 Agency Relationships of Financial Institutions
80-1-3 Books and Records
80-1-4 Investment Securities
80-1-5 Loans and Discounts
80-1-6 Bank Financial and Other Reports
80-1-7 Legal Reserves
80-1-8 Dormant Accounts
80-1-9 Borrowed Money
80-1-10 Fixed Assets and Assets Acquired D.P.C.
80-1-11 Public Disclosure of Information
80-1-12 Dividends, Management Fees, etc.
80-1-13 Correspondent Funds
80-1-14 Audits
80-1-15 Extensions of Existing Offices and Facilities
80-5-1 Supervision, Examination, Registration and Investigation Fees. Administrative Late Fees
80-5-2 Temporary Changes in Operating Hours; Closings
80-5-3 Regulations Regarding the Sale of Annuities by Financial Institutions
80-5-4 Regulations Regarding the Sale of Insurance by Financial Institutions
80-5-5 Incidental Powers
80-5-6 Qualified Intermediary
Credit Unions
Chapter:
80-2-1 Books and Records
80-2-2 Group Sales Promotions
80-2-3 Shares, Deposits and Dividends
80-2-4 Investment of Credit Union Funds
80-2-5 Surety Bond Coverage
80-2-6 Supervisory Audits
80-2-7 Credit Union Service Contracts
80-2-8 Field of Membership
80-2-9 Investment Securities
80-2-10 Credit Union Voting Procedures
80-2-12 Credit Union Loans
Money Transmission
Chapter:
80-3-1 Money Transmission and Related Financial Services
Building and Loan Associations
Chapter:
80-4-1 Building and Loan Associations, Generally
Holding Companies
Chapter:
80-6-1 Holding Companies
Foreign Banking
Chapter:
80-7-1 Banking Activities in
Agency Organization and Procedures
Chapter:
80-8-1 Agency Organization and Procedures
Currency Transaction Reports
Chapter:
80-9-1 Currency Transaction Reports and Suspicious Activities: Banks
Records Retention
Chapter:
80-10-1 Records Retention
Residential Mortgage Brokers and Lenders
Chapter:
80-11-1 Disclosure, Advertising, Branch Managers
80-11-2 Books and Records Requirements; Audits
80-11-3 Administrative Fines and Penalties
80-11-4 Licensing