Forms for Existing Seller-Issuer of Payment Instruments Licensees

Surety Bond Form
Fingerprint Processing
Other Department Forms and Guidance
FinCEN Forms and Guidance

Electronic Surety Bonds (ESB)

Companies are required to convert their existing surety bond to NMLS via the submission of an ESB by December 31, 2017.  See the GA ESB Conversion Plan for more information.  Any surety bond transactions (riders, cancellation, etc.) should be completed through NMLS using the ESB processes available once the company's surety bond is converted from paper to an ESB.

BACK TO TOP

 

Fingerprint Processing

As of 9/12/2016, criminal history background checks on MU2 individuals should be authorized and submitted through the NMLS.

 

BACK TO TOP
 

OTHER FORMS AND GUIDANCE:

MSB Guide for Developing an Anti-Money Laundering (AML) Policy:

 

 

MSB Report of Apparent Crime:

This form is for use in complying with Rule 80-3-1-.06(3) of the Department's Rules and Regulations pertaining to any criminal act or apparent criminal act by any officer, director, or employee of a licensee occurring in this state and relating to the business of the licensee.

 

BACK TO TOP
 

FinCEN Forms and Guidance (for compliance with applicable federal laws):

 

BACK TO TOP