Surety Bond Form
Fingerprint Processing
Other Department Forms and Guidance
FinCEN Forms and Guidance
Electronic Surety Bonds (ESB)
Electronic surety bonds (ESB) for money transmitters and sellers of payment instruments were available in NMLS starting January 23, 2017. Licensees of these types are required to meet all surety bond requirements by completing the electronic surety bond process. Any changes to the ESB should be made through the NMLS.
Fingerprint Processing
As of 9/12/2016, criminal history background checks on MU2 individuals should be authorized and submitted through the NMLS.
OTHER FORMS AND GUIDANCE:
MSB Report of Apparent Crime:
This form is for use in complying with Rule 80-3-1-.06(3) of the Department's Rules and Regulations pertaining to any criminal act or apparent criminal act by any officer, director, or employee of a licensee occurring in this state and relating to the business of the licensee.
MSB Report of Apparent Crime (85.5 KB)
FinCEN Forms and Guidance (for compliance with applicable federal laws):
- FinCEN Requires Electronic Filing for MSB Registrations and other Reporting
- Enroll in FinCEN's BSA E-Filing System - Types of Forms Supported by BSA E-Filing:
Currency Transaction Report (FinCEN Form 104)
Suspicious Activity Report by Money Services Business (FinCEN Form 109, formerly 90-22.56)
Registration of Money Services Business (FinCEN Form 107)
- MSB Registration Query website
- Money Service Business (MSB) Information (Links off-site to FinCEN) - This link will take you to a website created to address the needs of a special category of financial institutions under the Bank Secrecy Act (BSA) referred to as Money Services Businesses or MSBs. Click on the link above to learn more.