Recommendations For Best Practices


  • As respective state laws allow, implement policies and procedures to conduct periodic background checks or records searches to ensure current covered employees have not become ineligible under O.C.G.A. Section 7-1-684 while employed.
  • Implement policies and procedures to conduct timely initial and periodic checks of covered employees NMLS Consumer Access for ineligibility under O.C.G.A. Section 7-1-692.
  • Implement procedures and processes to frequently check for changes to applicable Georgia laws and to Department Rules and Regulations.  The Department will post information concerning proposed rules changes on the Department's website at: